Tag Archives: Placement

Avoiding Foster Care Placement When Possible

Q: Might consult a family law attorney early result in better domestic matter outcomes?Most people don't realize that the first time someone consults a family law attorney doesn't necessarily have to be when they are getting a divorce.A Phoenix family … Continue reading

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Negligent Placement of a “Cold Joint” Can Result In Responsible Parties Being Liable for Slip and Fall Injuries

A “cold joint” or “construction A common cold joint joint” is formed during the process of laying concrete when the second batch of concrete is placed after the first set of concrete has begun to settle. As a result of … Continue reading

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The Anatomy of a Private Placement Memorandum

Top UpCounsel attorney Audrey Kravets explains what your PPM should include, who should be able to access it and how it should be organized. Read more detail on Recent Immigration Law posts –

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An SEC Commissioner Hears and Heeds the Call to Rationalize the Private Placement Broker (“Finder”) Industry

As previously noted in this blog (see “Private Placement Brokers Await Attention by SEC” June 6, 2017) and in this firm’s sister blog (see “Private Placement Brokers Should be Legalized along with M&A Brokers” in the RIA Compliance Blog, Jan. … Continue reading

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Hemant Kathuria-Euro Pacific Stockbroker-Subject of $791K Customer Dispute Over Private Placement Investments-El Segundo, CA

March 2018- El Segundo, CA The FINRA records of  Hemant Kathuria ,  a  stockbroker who is currently employed by  Euro Pacific Capital disclose 1 pending customer dispute and 3 prior final customer disputes. The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers … Continue reading

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