Tag Archives: Perceived

GPB Capital Holdings’ Auditor Resigns Due To “Perceived Risks”

On November 9, 2018, GPB Capital Holdings, LLC (“GPB”) notified certain broker-dealers who had been selling investments in its various funds that GPB’s auditor, Crowe LLP, elected to resign.  As reported, GPB’s CEO, David Gentile, stated that the resignation purportedly … Continue reading

Posted in Securities Law | Tagged , , , , , | Leave a comment

New Jersey AG Attempts to Fill Perceived Void Left By CFPB Retrenchment

On March 27, 2018, the New Jersey Attorney General, Gurbir S. Grewal, announced the appointment of Paul R. Rodriguez to be the new Director of the New Jersey Division of Consumer Affairs.  Mr. Rodriguez, a New Jersey native, previously served … Continue reading

Posted in Banking and Finance law | Tagged , , , , , , , | Leave a comment