Tag Archives: over

Brian Hussey-Former Ameriprise Broker-Suspended Over Marijuana Penny Stocks-Tampa, FL

Rex Securities Law- Stockbroker Malpractice Attorney. Nationwide representation. September 2018-Tampa, FL The FINRA records of  Brian John Hussey, Jr. ,  a  stockbroker who was formerly employed by Ameriprise Financial Services disclose a recent regulatory event resulting in a suspension and a prior customer … Continue reading

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Zamansky LLC Investigates Purshe Kaplan Over Sales of Alternative Investments

The law firm is investigating alternative investments sold by Purshe Kaplan Sterling Investments Inc. (“Purshe Kaplan”), the brokerage firm based in Albany, New York, with branches located throughout the country. If you are an investor in an alternative investment such … Continue reading

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Tracking ETPs suspended over worries about market confusion

By Mark S. Nelson, J.D. The SEC issued a trading suspension order over the past weekend for a pair of virtual currency tracking exchange traded products (ETPs). Bitcoin Tracker One and Ether Tracker One, issued by Swedish firm XBT Provider … Continue reading

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Filing a Suit Against a PA Government Agency Over a Car Crash Just Got Easier

Over the past five years in Pennsylvania, if a vehicle owned and operated by a municipal entity in the Commonwealth (such as SEPTA or the local water authority) was involved in a collision while the vehicle wasn’t in motion, the … Continue reading

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Business litigation over trademark violations involves Comic-Con

Businesses can often face threats to their reputation and operations when another company infringes on trademarks or other intellectual property. As a result, business litigation may take place if a company believes that another has caused damage due to such violations. … Continue reading

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