Tag Archives: options

UBS Advisor John Maccoll Charged With Running An Investments Scam – Investor Recovery Options

According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) former advisor John Maccoll (Maccoll), formerly associated with UBS Financial Services Inc. (UBS) in Birmingham, Michigan was barred by FINRA. In addition, The Securities and Exchange Commission (SEC) … Continue reading

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Investors in 1st Global Capital Notes Solicited by Advisors Including Goldstone Financial Group May Have Options for Recovering Their Losses

Numerous advisors around the country, including reportedly advisors working at Goldstone Financial Group in Oakbrook Terrace, Illinois, may have sold retail investors interests in the now-bankrupt 1st Global group of companies. As we discussed in recent blog posts, a $283 … Continue reading

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1st Global Capital Fraud Recovery Options

The attorneys at Gana Weinstein LLP are looking into potential actions to help investors ensnared in the 1st Global Capital LLC (1st Global Capital) investment fraud scheme.  As revealed in court documents and the complaint filed by The Securities and … Continue reading

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Post-Wayfair Options for States

Key Findings The U.S. Supreme Court in South Dakota v. Wayfair this year ruled that a state may require collection of sales tax by out-of-state internet retailers who sell into the state (“remote sellers”), so long as the law does … Continue reading

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ESMA extends prohibition on binary options

The European Securities and Markets Authority (ESMA) has announced that it is renewing the prohibition on the marketing, distributing or sale of binary options to retail clients. The prohibition has been in effect since 2 July 2018, and will extend … Continue reading

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