Tag Archives: omissions

D.C. Circuit Vacates SEC Sanctions, Says Negligent Omissions Are Not ‘Willful’ Under Advisers Act

On April 30, the U.S. Circuit Court of Appeals for the District of Columbia Circuit vacated a Securities and Exchange Commission order imposing sanctions. The court held that an investment advisory firm and its owners did not violate Section 207 of the … Continue reading

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Commissioner of Education lacks jurisdiction to consider appeals involving acts or omissions of post-secondary education institutions

Commissioner of Education lacks jurisdiction to consider appeals involving acts or omissions of post-secondary education institutionsAppeal of Diana Marie Van Vleet, Decisions of the Commissioner of Education, Decision No. 17,538Diana Marie Van Vleet appealed an action of Molloy College, an … Continue reading

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Quick Hits – Limits on arbitrator's authority, omissions on an application, "no-add" provisions and contract modification, and displacement and discipline

Award vacated – Reinstatement order ignored cba limitation on arbitrator's authorityThe District Court in Massachusetts has vacated an award of Arbitrator Michael Stutz reinstating an employee dismissed by Steward Holy Family Hospital. Steward Holy Family Hospital, Inc. v. Massachusetts Nurses Association .  Grievant … Continue reading

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Three U.K. Insurers Hit with Complaints Over Alleged Climate Change-Related Disclosure Omissions

For some time, I have been arguing that climate change-related disclosure is going to be an increasingly hot button issue. Among other things, I have long believed that advocacy groups will attempt to use disclosure-related issues as a way to … Continue reading

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