Tag Archives: Next

Proposed revisions to Suitability in NY: What next?

You may have missed the publication of Proposed revisions to NY’s Regulation 187 as it came out as many of us were celebrating holidays and taking a few well-deserved days off. However, we are all back to work now and … Continue reading

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ABA/NYU 2018 Next Generation of Antitrust Scholars Conference, Friday, January 26, 2018 (Registration is Open)

2018 Next Generation of Antitrust Scholars Conference Friday, January 26, 2018 NYU School of Law 108 West 3rd Street Lipton Hall Register here Conference Co-sponsors NYU School of Law American Bar Association, Section of Antitrust Law Conference Co-organizers Edward Cavanagh,… … Continue reading

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Got IP? Get out. For investors thinking of selling, acting in the next few days is critical.

As of the date of this publication, the US House of Representatives and the Senate have passed the "Tax Cuts and Jobs Act" as reconciled by the conference committee. Now that the President has signed the Republican tax bill into … Continue reading

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Conference Committee Agrees on Details of Tax Legislation; Measure Likely to Pass Next Week

The House and Senate conferees did indeed agree on tax ‘reform’ legislation. The bill will make great bedtime reading as it’s only 1,097 pages. The Tax Foundation has a great summary of the legislation. Here are some highlights; note that … Continue reading

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FINRA Censures & Fines Next Financial for Supervisory issues

Next Financial Group– New Procedures but Misconduct Reportedly Continues According to the Financial Industry Regulatory Authority (FINRA) on Tuesday, the regulator has fined Next Financial Group Inc.  $750,000 as part of a settlement for several supervisory violations. This is not … Continue reading

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