Tag Archives: Mark

Mark Tudor-Fired by Raymond James-Barred From Securities Industry-Lake Mary, FL

Rex Securities Law- Stockbroker Malpractice Attorney. Nationwide representation. May 2019, Lake Mary, Florida According to publicly available records Mark Andrew Tudor  ,  a  former stockbroker who last worked for Raymond James Financial  ,  disclose a recent regulatory event barring him … Continue reading

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Mark Tudor Discharged by Raymond James For Selling Away

Mark Tudor (CRD#: 2842516) is a former registered broker and currently registered investment advisor.  He was last employed with Raymond James Financial Services, Inc. (CRD#:6694) of Lake Mary, FL. His previous employers include Raymond James & Associates, Inc. (CRD#:705) and … Continue reading

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Amendment to Chinese Trade Mark Law on bad faith trade mark applications with no intention to use

Complaints regarding the growth of bad faith trade mark applications in China have been raised for a while now.  The existing Trade Mark Law in China does not readily imply bad faith on trade mark applicants with no genuine intention … Continue reading

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Hilltop Securities Broker Mark Augusta Subject to 19 Customer Complaints

According to BrokerCheck records financial advisor Mark Augusta (Augusta), currently employed by Hilltop Securities, Inc. (Hilltop Securities) has been subject to at least an astonishing 19 customer complaints and one employment termination for cause.  According to records kept by The … Continue reading

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China amends trade mark and unfair competition law to tackle trade mark squatting and enforcement issues

Kat friend Yifeng She (Fangda Partners) has kindly and promptly provided an update on the latest amendments to the Chinese Trade Mark and Unfair Competition Law. Here's what Yifeng writes:In a whirlwind of legislative actions, China’s top legislators amended the Trade Mark and Unfair … Continue reading

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