Tag Archives: Management

FCA list of cooperation agreements with third country regulators in context of outsourcing portfolio management services under MiFID II

On 14 June 2018, the FCA published a list of the supervisory authorities in third countries with which it has cooperation agreements that meet the requirements set out in Article 32(2) of Commission Delegated Regulation (EU) 2017/565 supplementing MiFID II … Continue reading

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FHA Proposes Higher Net Worth Requirement For Lenders In Effort To Strengthen Risk Management

The Federal Housing Administration has issued a proposed rule that would increase the net worth requirements for approved mortgage lenders and hold them responsible for the lending actions of affiliated mortgage brokers. Currently, the FHA requires approved mortgage lenders to … Continue reading

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Join me at the Midwestern Law Firm Management Conference

Make plans to attend the West Legal Ed program "The New Norm: Understanding How to Thrive in the New Economy," on September 21 in Chicago where Ill be moderating a panel on business development. Click to Register Today. Now in … Continue reading

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Blockchain Technology, Estate Planning and Resting Place Management

Blockchain, a type of real-type digital ledger, is not a tool usually spoken off in estate planning circles, but may in fact lessen complications when it comes to settling a descedant's estate. By registering wills or inheritance wishes on a… … Continue reading

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Northern California Pain Management Doctors Agree To Pay $260,000 To Settle Civil Claims Following DEA Inspection Regarding Adequacy of Controlled Substances Records

Drug Enforcement Administration (DEA) inspections can have significant financial repercussions if the logs and records of controlled substances are not properly maintained. A recent case illustrates how this happens and is a reminder for practices and pharmacies to be sure their business … Continue reading

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