Tag Archives: Maccoll

UBS Advisor John Maccoll Charged With Running An Investments Scam – Investor Recovery Options

According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) former advisor John Maccoll (Maccoll), formerly associated with UBS Financial Services Inc. (UBS) in Birmingham, Michigan was barred by FINRA. In addition, The Securities and Exchange Commission (SEC) … Continue reading

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FINRA Bars Broker John Maccoll After Fraud Allegations

Former UBS broker John Maccoll (CRD #839441) has been indefinitely barred from affiliation with any FINRA member in any capacity as of 07/02/2018. His most recent employer was UBS Financial Services Inc. (CRD #8174) of Birmingham, MI. Previously, he was … Continue reading

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John C. Maccoll – UBS Advisor – Charged with $4 Million Fraud Scheme

Securities Fraud Investigation – John C. Maccoll – UBS Financial Services According to a press announcement yesterday, the Securities and Exchange Commission has charged former financial advisor John C. Maccoll with defrauding his brokerage customers out of nearly $4 million … Continue reading

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