Tag Archives: Letter

CLLS letter – MiFID II and outsourcing in relation to portfolio management services

The City of London Law Society (CLLS) has published a letter dated 29 December 2017 to the FCA regarding MiFID II and outsourcing in relation to portfolio management services. The letter provides some observations on the FCA’s letter of 19 … Continue reading

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Letter on prudential regime and remuneration rules for proprietary trading firms

On 16 February 2018, the Dutch Minister of Finance sent a letter to the Dutch Parliament regarding developments around the prudential regime and remuneration rules applicable to investment firms that exclusively deal on own account (handelen voor eigen rekening) in … Continue reading

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EBA letter regarding its opinion and report on matters relating to the regulatory perimeter under the CRD IV / CRR

The European Banking Authority (EBA) has published a letter from its chairperson, Andrea Enria, to Oliver Guersent, European Commission Director-General, DG FISMA, on the regulatory perimeter under the CRD IV / CRR. The letter is in response to Mr Guersent’s … Continue reading

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CFAA “Unauthorized Access” Web Scraping Claim against Ticket Broker Dismissed Because Revocation of Access Not Expressed in Cease and Desist Letter

A California district court issued an important opinion in a dispute between a ticket sales platform and a ticket broker that employed automated bots to purchase tickets in bulk. (Ticketmaster L.L.C. v. Prestige Entertainment, Inc., No. 17-07232 (C.D. Cal. Jan. … Continue reading

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FCA “Dear CEO” letter on authorised push payment fraud

The FCA has published a “Dear CEO” letter on authorised push payment (APP) fraud. The letter notes that UK Finance has developed a set of APP Best Practice Standards for sending and receiving banks when dealing with APP fraud. The … Continue reading

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