Tag Archives: Kelly

Investor Recovery – Advisor Sean Kelly Accused of Stealing More than $1 Million From Clients

According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) advisor Sean Kelly (Kelly), in October 2018, was accused by the Securities and Exchange Commission (SEC) of stealing more than $1 million from his clients. According to the … Continue reading

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F/V Kelly Ann medevac

A 43-year-old fisherman suffering severe pain in the lower abdomen, 9 miles off the coast of Grays Harbor, Washington, was hoisted by a Coast Guard helicopter and delivered to awaiting emergency medical services at the Bowerman Airport in Hoquiam, for … Continue reading

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Kelly Barnett Used Discretion in the Accounts of Five Customers

According to a recent Letter of Acceptance, Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA), MSI Financial Services broker Kelly Barnett allegedly used discretion in the accounts of five customers without written authorization or acceptance of the … Continue reading

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Letter to Kelly

Out of the blue, I got an email from a student at my university who I had never met.  She said that her best friend is graduating from college this month and will start law school in the fall.  As … Continue reading

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shows 145 and 146 – prof. peter galison and kevin kelly – posted

I am pleased to post two more shows for this summer quarter. The first is Show #145, July 27, my interview with Prof. Peter Galison of Harvard University, discussing his documentary Secrecy. Peter's documentary takes a visually and substantively striking … Continue reading

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