Tag Archives: Investor

SEC, Federal Reserve Bank and Elder Law Journal to Present Senior Investor Protection Symposium May

Washington, D.C., May 4, 2007 – Securities and Exchange Commission Chairman Christopher Cox today announced the SEC will partner with the Elder Law Journal of the University of Illinois College of Law and the Federal Reserve Bank of Chicago to … Continue reading

Posted in Elder Law | Tagged , , , , , , , , , | Leave a comment

Shouldn't every major marijuana investor make major investments in marijuana research?

The question in the title of this post is prompted by this notable story out of Boston headlined "Harvard, MIT share $9 million gift to study marijuana's health effects." Here are the interesting details: An investor in the cannabis industry … Continue reading

Posted in Health Law | Tagged , , , , , , | Leave a comment

Investor Recovery – Shopoff Land Fund Subject to Regulatory Securities Fraud Complaint

The law offices of Gana Weinstein LLP have represented investors who were sold private placement investments in real estate ventures issued by Shopoff Securities.  The Shopoff Land deals are highly risky and often times unsuitable for investors. Our attorneys can … Continue reading

Posted in Securities Law | Tagged , , , , , , , , , | Leave a comment

Investor Alert! Beware of Losses from the UBS Yield Enhancement Strategy

Investors in supposed “Yield Enhancement” strategies are learning that the purported safe investment program has significant risk. The Yield Enhancement Strategy (YES) that UBS Financial Services, Inc. (UBS) and other brokerage firms used was marketed as a “safe and efficient” … Continue reading

Posted in Securities Law | Tagged , , , , , , | Leave a comment

SEC Announces March 28 Meeting of Investor Advisory Committee

The Securities and Exchange Commission today announced the agenda for the March 28 meeting of its Investor Advisory Committee. The meeting will begin at 9 a.m. ET in the Multipurpose Room at SEC headquarters at 100 F Street, N.E., Washington, D.C. … Continue reading

Posted in Banking and Finance law | Tagged , , , , , | Leave a comment