Tag Archives: INVESTIGATIONS

“ABUSE OF LOYALTY”: THE PLAYERS, A FREE PRESS INTERVU – LAWYER PLAYERS IN SPECIAL COUNSEL AND COHEN INVESTIGATIONS

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Guest Post: Back to Basics: Board and Special Litigation Committee Investigations in Shareholder Derivative Litigation

Marc Cesarino Doug Greene In the following guest post, Marc Cesarino, a partner in the White & Williams law firm, and Doug Greene, the National Practice Leader of BakerHostetler’s Securities and Governance Litigation Team, take a look at the special … Continue reading

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ICE Worksite Enforcement Investigations Already Double Over Last Year

WASHINGTON – Less than seven months after U.S. Immigration and Customs Enforcement (ICE) Deputy Director Thomas Homan issued a directive that called for increased worksite enforcement investigations to ensure U.S. businesses maintain a culture of compliance, the agency’s Homeland Security … Continue reading

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Corporate Clients and Investigations: Criminal Attorneys Offer Crucial Role

Most of our white-collar criminal defense clients never expected to need a criminal defense attorney.  No one envisions having the company they own or work for raided by the government as part of a criminal investigation.  No one expects to … Continue reading

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FINRA Bans Broker Michael Alan Siegel After Repeated Complaints and Investigations

FINRA has barred Michael Alan Siegel (CRD# 1950871) from “acting as a broker or otherwise associating with a broker-dealer firm.”  Siegel was a previously registered broker and investment advisor and worked in the financial services industry since 1992. His last … Continue reading

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