Tag Archives: INVESTIGATIONS

ICE Worksite Enforcement Investigations Already Double Over Last Year

WASHINGTON – Less than seven months after U.S. Immigration and Customs Enforcement (ICE) Deputy Director Thomas Homan issued a directive that called for increased worksite enforcement investigations to ensure U.S. businesses maintain a culture of compliance, the agency’s Homeland Security … Continue reading

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Corporate Clients and Investigations: Criminal Attorneys Offer Crucial Role

Most of our white-collar criminal defense clients never expected to need a criminal defense attorney.  No one envisions having the company they own or work for raided by the government as part of a criminal investigation.  No one expects to … Continue reading

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FINRA Bans Broker Michael Alan Siegel After Repeated Complaints and Investigations

FINRA has barred Michael Alan Siegel (CRD# 1950871) from “acting as a broker or otherwise associating with a broker-dealer firm.”  Siegel was a previously registered broker and investment advisor and worked in the financial services industry since 1992. His last … Continue reading

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“White Hat” Ethical Hackers and Corporate Investigations

This post originally appeared in our sister publication, Password Protected. A “white hat” is an ethical computer hacker who specializes in penetration testing and other testing methodologies to ensure the security of an organization’s information systems. According to the Ethical Hacking Council, “The … Continue reading

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Harassment Complaint? Now What? Effective Investigations of Harassment Complaints

The #MeToo and #TimesUp movements have sparked a national conversation on sexual harassment and assault in the workplace and beyond.  We now ask: What do employers need to do differently when it comes to sexual misconduct in the workplace?  This … Continue reading

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