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Tag Archives: InvestigationRowlett
Walt Parker-Titan Securities Broker-Subject of Numerous Customer Complaints-Regulatory Investigation-Rowlett, Texas
February 2018-Rowlett, Texas The FINRA records of Walter (Walt) Parker , a broker with Titan Securities disclose 2 pending customer disputes , 5 prior final customer disputes and a pending regulatory investigation. The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and … Continue reading
Posted in Securities Law
Tagged BrokerSubject, ComplaintsRegulatory, Customer, InvestigationRowlett, Numerous, ParkerTitan, Securities, Texas, Walt
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