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Tag Archives: insider
LAWYER CHARGED WITH INSIDER TRADING–FORMER SEA WORLD EXEC IN HOT WATER
On April 9, 2019, the SEC (Securities and Exchange Commission) charged one of the former attorneys of SeaWorld Entertainment Inc. with insider trading. The “inside knowledge” was that the company’s revenue would be better than anticipated for the second quarter … Continue reading
Posted in Securities Law
Tagged charged, EXEC, insider, lawyer, TRADING–FORMER, Water, World
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SEC Charges Former SeaWorld Associate General Counsel With Insider Trading
The Securities and Exchange Commission today charged a former senior lawyer at SeaWorld Entertainment Inc. with insider trading based on nonpublic information that the company’s revenue would be better than anticipated for the second quarter of 2018.The SEC alleges that … Continue reading
Posted in Banking and Finance law
Tagged Associate, Charges, Counsel, Former, general, insider, Seaworld, Trading
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SEC Settles with Biotech Insider Trader. $70,827 disgorged.
A biotech company employee was charged today with insider trading by the SEC. The SEC alleged that the employee had foreknowledge of the withdrawal of certain products from consideration by the US Food and Drug Administration. Securities and Exchange … Continue reading
Posted in Securities Law
Tagged $70827, Biotech, disgorged., insider, Settles, Trader
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Prominent Insider Trading Cases
Finance attracts a wide assortment of people. Given the stakes involved, it’s not too surprising that there are many highly talented, highly capable people in the financial world. Money has a unique way of attracting even the most prosaic people … Continue reading
Matthew Kolken quoted in Business Insider:
Matthew Kolken, an immigration attorney in Buffalo, New York, echoed these sentiments and suggested an alternative to a physical border wall."As I like to say the most effective wall is an immigration law that permits immigrants to come here legally," … Continue reading