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Tag Archives: hybrid
SYK Attorney Darlene Pasieczny to Moderate “Hybrid Advisers” Panel
Darlene Pasieczny will moderate "Hybrid Advisers" panel, Tuesday October 9th. They will be exploring issues in regulation and customer dispute resolution when a culpable financial adviser “wears two hats” as both a FINRA‐licensed broker and SEC‐licensed registered investment adviser. When … Continue reading
Hybrid Reps Not Held to Highest Standard of Conduct – Yet.
As the debate continues to rage within the financial industry over which professional standard of conduct financial advisors should be held to, a new report suggests that brokers are evolving faster than the rules themselves. According to a new study … Continue reading
Posted in Securities Law
Tagged Conduct, held, highest, hybrid, Reps, Standard, Yet”
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Call for Papers: Ensuring and Balancing the Rights of Defendants and Victims at International and Hybrid Criminal Courts
PluriCourts has issued a call for papers for a conference on "Ensuring and Balancing the Rights of Defendants and Victims at International and Hybrid Criminal Courts," which will take place August 30-31, 2018. The call is here. Read more detail … Continue reading
Posted in International Law
Tagged Balancing, Call, Courts, Criminal, defendants, Ensuring, hybrid, International, Papers, Rights, victims
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