Tag Archives: Herbert

George Herbert Walker Bush

Rest in peace. Read more detail on Recent Employment Law posts –

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FINRA Bars Broker Herbert Voss, Jr. After Allegations of Unauthorized Trading

Herbert Voss, Jr. (CRD #1014475) is a previously registered broker and investment advisor, whose was last registered with StockCross Financial Services, Inc. (CRD #6670) of Beverly Hills, CA. His previous employers include UBS Financial Services Inc. (CRD #8174), also of … Continue reading

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Herbert Voss, Jr.-Former StockCross Broker-Discloses Numerous Customer Suits & Termination From Employment-Beverly Hills, CA

Rex Securities Law- Stockbroker Malpractice Attorney. Nationwide representation. June 2018- Beverly Hills, CA The FINRA records of Herbert Voss, Jr.  , a former stock broker who was last employed by StockCross Financial Services , disclose a regulatory event,  a pending customer dispute, 7 prior customer … Continue reading

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Former Stockcross Financial Services Broker Herbert Voss Barred From Industry

Former Beverly Hills, California-based Stockcross Financial Services broker Herbert Voss was permanently barred from the financial services industry by the Financial Industry Regulatory Authority (FINRA). This is according to a recent Letter of Acceptance, Waiver and Consent (AWC) signed by … Continue reading

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Bob Herbert: For Two Sisters, the End of an Ordeal

For Two Sisters, the End of an Ordeal By BOB HERBERT Published: December 31, 2010 I got a call on New Year's Eve from Gladys Scott, which was a terrific way for 2010 to end. As insane as it may… … Continue reading

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