Tag Archives: Fintech”

Coordination, innovation key in blockchain regulation, say NASAA FinTech panelists

By Anne Sherry, J.D. Panelists at the NASAA Fintech Forum in Washington, D.C., examined the challenges and opportunities ahead as regulators grasp with blockchain-related innovations. At a morning panel about virtual currency regulation, regulators and a defense attorney debated whether … Continue reading

Posted in Securities Law | Tagged , , , , , , | Leave a comment

New 40 minute briefing recording – FinTech a revolution in the financial services industry

The webex recording of our recent 40 minute briefing on FinTech a revolution in the financial services industry is now available. To access the recording please click here.   Read more detail on Recent Banking and Finance Law posts – … Continue reading

Posted in Banking and Finance law | Tagged , , , , , , , | Leave a comment

Fintech Sandboxes – Update on State Approaches

Arizona’s Fintech Sandbox Last month Arizona became the first U.S. state to enact a law allowing for the establishment of a fintech regulatory sandbox program (H.B. 2434) to facilitate the growth of innovative financial products and services. The Arizona law … Continue reading

Posted in Banking and Finance law | Tagged , , , , | Leave a comment

Fintech Company Hit with Securities Suit Completed Reg. A+ Offering in December

One of the changes Congress introduced in the Jumpstart our Business Startups (JOBS) Act of 2012 was the creation of a new securities offering exemption for smaller companies. In March 2015, the SEC introduced rules implementing this provision, known as … Continue reading

Posted in Securities Law | Tagged , , , , , , , | Leave a comment

HM Treasury FinTech sector strategy

On 22 March 2018, HM Treasury published a FinTech Sector Strategy paper setting out the action that the UK Government has taken to make the UK the best place to start and grow a FinTech business, and what else it … Continue reading

Posted in Banking and Finance law | Tagged , , , | Leave a comment