Tag Archives: fine

French Court Issues Largest Fine Ever against UBS for Tax and Money Laundering Crimes

On February 20, 2019, a French trial court issued the largest judgment  against a bank for tax-related and money laundering crimes.  The court found UBS AG and UBS (France) SA guilty of illicit solicitation and laundering of the proceeds of … Continue reading

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Read the Fine Print!

As you probably know, insurance companies are masters of fine print. You may think you have coverage for a condition or injury under your insurance, but when the worst happens, you may find out that you weren’t actually covered after … Continue reading

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FTC Might Fine Facebook Billions

Fallout from the Cambridge Analytica scandal and Russian campaign interference could end up costing Facebook billions if the FTC and consumer advocates have their way. Read more detail on Recent Products Liability posts –

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Kestra Investment Services Assessed Regulatory Fine Over Mutual Fund Sales-Austin, TX

Rex Securities Law- Stockbroker Malpractice Attorney. Nationwide representation. February 2019 – Austin, Texas FINRA recently sanctioned Austin-based Kestra Investment Services (formerly NFP Advisor Services) for over charging more than 3,000 who qualified for waiver of front end sales fees on … Continue reading

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The Fine Print in Smart Contracts

The Fine Print in Smart Contracts – Joshua S. Gans. NBER Working Paper No. 25443 Issued in January 2019. “One of the purported benefits of blockchain technologies is the ability to house what have been termed ‘smart’ contracts. Such contracts … Continue reading

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