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Tag Archives: Equities
Coastal Equities Broker Luke Johnson Under Investigation for Unsuitable Non-traded REIT Recommendations
Silver Law Group is investigating Wilmington, Delaware-based Coastal Equities, Inc. (CRD# 23769) broker Luke Johnson (CRD# 461987) for unsuitable recommendations in non-traded REITs, annuities and other illiquid investments. In August 2017, a Coastal Equities customer filed a FINRA arbitration alleging … Continue reading
Posted in Securities Law
Tagged Broker, Coastal, Equities, Investigation, Johnson, Luke, Nontraded, Recommendations, REIT, under, Unsuitable
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ESMA updates MiFID II transitional transparency calculations for equities and bonds
The European Securities and Markets Authority (ESMA) has published an updated version of the MiFID II/ MiFIR transitional transparency calculations (TTC) for equity and bond instruments. The updated version mainly reflects changes in the classification of the instruments and the … Continue reading
Posted in Banking and Finance law
Tagged Bonds, Calculations, Equities, ESMA, MiFID, transitional, Transparency, Updates
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Set Clear all Misunderstandings regarding how to Invest in Stock, Markets and Equities with Equity Scholar!
It is not uncommon for us to be so attracted by a chance, a possibility or a dream of ours that we try to persuade it without even taking the proper time to analyze it from all points of view … Continue reading
Posted in Banking and Finance law
Tagged Equities, how to invest in stock, how to invest money wisely, Investment, Markets, Stock
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