Tag Archives: Equities

Coastal Equities Broker Luke Johnson Under Investigation for Unsuitable Non-traded REIT Recommendations

Silver Law Group is investigating Wilmington, Delaware-based Coastal Equities, Inc. (CRD# 23769) broker Luke Johnson (CRD# 461987) for unsuitable recommendations in non-traded REITs, annuities and other illiquid investments. In August 2017, a Coastal Equities customer filed a FINRA arbitration alleging … Continue reading

Posted in Securities Law | Tagged , , , , , , , , , , | Leave a comment

ESMA updates MiFID II transitional transparency calculations for equities and bonds

The European Securities and Markets Authority (ESMA) has published an updated version of the MiFID II/ MiFIR transitional transparency calculations (TTC) for equity and bond instruments. The updated version mainly reflects changes in the classification of the instruments and the … Continue reading

Posted in Banking and Finance law | Tagged , , , , , , , | Leave a comment

Set Clear all Misunderstandings regarding how to Invest in Stock, Markets and Equities with Equity Scholar!

It is not uncommon for us to be so attracted by a chance, a possibility or a dream of ours that we try to persuade it without even taking the proper time to analyze it from all points of view … Continue reading

Posted in Banking and Finance law | Tagged , , , , , | Leave a comment