Tag Archives: Effective

SEC Clarifies Effective Date for Disclosure Simplification Rules

In August, the SEC adopted amendments updating and simplifying disclosure rules.  See our prior summary here.  Notable amendments included: the extension of a previously annual requirement to interim periods, to present a statement of changes in shareholders’ equity and to … Continue reading

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Effective Co-Parenting Starts Here

When children are involved in a difficult divorce, co-parenting can be extremely challenging but following a few simple steps can make all the difference. When parents put their differences aside, practice flexibility, and make their children their top priority, children … Continue reading

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How effective are remedies in merges cases? A European and national assessment

Michael Polemis asks How effective are remedies in merges cases? A European and national assessment. ABSTRACT: Remedies form an essential tool of any enforcement action and need to be devised with great caution from National Competition Authorities (NCAs). If the… … Continue reading

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“Airing Out the Denny Crane Room”: Recent SEC Action Emphasizes Need for Effective Disclosure Controls and Procedures for Executive Perquisites

Last month, Energy XXI, Ltd. (“EXXI”), a publicly-traded oil and gas exploration company, saw its former Chief Executive Officer charged with various securities law violations by the Securities and Exchange Commission (“SEC”). The SEC seeks to have the CEO pay … Continue reading

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California Enacts Mini-GDPR Effective January 1, 2020

Covered businesses will need to update policies and procedures for responding to customer inquiries about collection, use, sale and disclosure of customers’ personal information or face stiff enforcement actions. Takeaways The California Consumer Privacy Act of 2018 provides consumers with … Continue reading

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