Tag Archives: DISCLOSURES

Broker Donna Hines Subject Of Four Disclosures

Donna Jean Hines (CRD #4275542, aka “Donna Jean Atchison” or “Donna J. Hines”) is a registered broker and investment advisor who is currently employed with Cetera Advisors LLC (CRD #10299) of Weston, WV. Her previous employers include Investment Planners, Inc. … Continue reading

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Time for New Jersey Medical Practices to Update Certain Patient Disclosures and Comply with the Surprise Medical Billing Law

The New Jersey Out-of-Network Consumer Protection, Transparency, Cost Containment and Accountability Act (the “Law”), New Jersey’s “surprise” medical billing law, went into effect on August 30, 2018.  Among other things, it requires licensed health care professionals in New Jersey (including, … Continue reading

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Should You File Late IRS Disclosures of Overseas Accounts or Assets?

Should You File Late IRS Disclosures of Overseas Accounts or Assets? Should You File Late IRS Disclosures of Overseas Accounts or Assets? (Golding & Golding) Yes, you should. And no, you are not alone. There are many individuals from around … Continue reading

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Broker Ralph Byer Of Merrill Lynch Has Seven Disclosures

Ralph Michael Byer (CRD #1038411) is a registered broker and investment advisor currently employed with Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD #7691) of Plantation, Florida, where he has been since 1982. Byer has a total of seven disclosures, … Continue reading

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SEC Adopts Obama-Era Mining Disclosures

On October 31, 2018 the SEC adopted new mining disclosure requirements that were originally proposed under the Obama Administration. (Andrew Ramonas, Bloomberg Law). According to an agency press release, the amendments, which modify both the Securities Act of 1933 (Securities … Continue reading

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