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Tag Archives: Delorme
SEC Formally Charges Wedbush Securities Over Claims Brokerage Firm Failed to Supervise Timary Delorme
On March 27, 2018, the Securities and Exchange Commission (“SEC”) announced formal charges against Wedbush Securities Inc. (“Wedbush”, CRD# 877) with respect to allegations that the broker-dealer failed to supervise its employee, Ms. Timary Delorme (f/k/a Timary Koller) (“Delorme”). Based … Continue reading
Posted in Securities Law
Tagged Brokerage, Charges, claims, Delorme, failed, Firm, Formally, over, Securities, Supervise, Timary, Wedbush
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