Tag Archives: dealings

‘Substantive economic dealings’ in advance of procedural protections necessitates further review

By Amy Leisinger, J.D. The Delaware Supreme Court has affirmed in part and reversed in part the Chancery Court’s dismissal of a complaint alleging that certain oil and gas companies and their executives caused stockholders to approve an unfair transaction … Continue reading

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FINRA Bars Broker Kenneth Stewart Tyrell For Failure To Disclose Outside Business Dealings

On 12/8/2017, FINRA permanently barred former registered broker Kenneth Stewart Tyrell (CRD #2457452) from acting as a broker or having any affiliation with a broker-dealer firm. Tyrell was both a previously registered broker and a previously registered investment advisor. His … Continue reading

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Foreclosure and dealings with Lenders

If you are facing foreclosure, you may feel like your life is falling apart. However, it is not the end of the world. Some lenders try to work with people in order to keep them in their home. The truth … Continue reading

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