Tag Archives: Corp.

The SEC’s Shutdown: Corp Fin’s 14 FAQs

With the government partially shut down, the SEC will now follow its “operations plan” that it first devised a few years ago. Corp Fin notes on this page: We understand that the uncertainty regarding the SEC’s operating status in the … Continue reading

Posted in Banking and Finance law | Tagged , , , , | Leave a comment

Article on Estate Law–Balancing the Competing Interests of Efficiency, Finality, and Freedom of Disposition in Ancillary Administration Proceedings: Lon V. Smith Foundation v. Devon Energy Corp., 2017 WY 121, 403 P.3d 997 (Wyo. 2017)

Kaylee Harmon recently published a Case Note entitled, Estate Law–Balancing the Competing Interests of Efficiency, Finality, and Freedom of Disposition in Ancillary Administration Proceedings: Lon V. Smith Foundation v. Devon Energy Corp, 2017 WY 121, 403 P.3d 997 (Wyo. 2017),… … Continue reading

Posted in Law Professors | Tagged , , , , , , , , , , , , , , , , , , , | Leave a comment

PG&E Corp. shares fall 52% this week

California Camp Fire cause major PG&E Corp. outages According to reports, PG&E Corp. shares fell another 22% today due to growing concerns that the utility’s insurance may not cover the possible losses from the devastating wildfire in Northern California. The … Continue reading

Posted in Securities Law | Tagged , , , , , | Leave a comment

Joel Blumenschein – Former Freedom Investors Corp. Broker -Discloses a Regulatory Event and Customer Dispute- Brookfield, WI

Rex Securities Law- Stockbroker Malpractice Attorney. Nationwide representation. September 2018 – Brookfield, WI According to publicly available records Joel Blumenschein  (CRD#1372334) ,  a  stockbroker who formerly was registered with Freedom Investors Corp. ,  disclose a Regulatory Event and a pending customer dispute which alleges … Continue reading

Posted in Securities Law | Tagged , , , , , , , , , , , , | Leave a comment

SEC Charges Dragon-Click Corp, Officers In Alleged Offering Fraud

Public records published by the Securities and Exchange Commission (SEC) on June 11, 2018 indicate that the SEC has obtained a court order to halt an alleged ongoing fraud that involves stock in a company that “claimed to be developing … Continue reading

Posted in Securities Law | Tagged , , , , , , | Leave a comment