Tag Archives: Corp.

Joel Blumenschein – Former Freedom Investors Corp. Broker -Discloses a Regulatory Event and Customer Dispute- Brookfield, WI

Rex Securities Law- Stockbroker Malpractice Attorney. Nationwide representation. September 2018 – Brookfield, WI According to publicly available records Joel Blumenschein  (CRD#1372334) ,  a  stockbroker who formerly was registered with Freedom Investors Corp. ,  disclose a Regulatory Event and a pending customer dispute which alleges … Continue reading

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SEC Charges Dragon-Click Corp, Officers In Alleged Offering Fraud

Public records published by the Securities and Exchange Commission (SEC) on June 11, 2018 indicate that the SEC has obtained a court order to halt an alleged ongoing fraud that involves stock in a company that “claimed to be developing … Continue reading

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SEC Charges Bhushan Dandawate Amidst Quadrant 4 System Corp Fraud Allegations

Publicly available records published by the Securities and Exchange Commission (SEC) on July 19, 2018 indicate that the SEC has charged Bhushan Dandawate with aiding and abetting a fraud committed by three entities—Quadrant 4 System Corporation, Nandu Thondavadi, and Dhru … Continue reading

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5th Annual Global Corp. Gov. Conf. – Frankfurt, Germany

The Global Corporate Governance Colloquia issues a call for papers ahead of their 5th Annual GCGC Conference at Goethe University in Frankfurt, Germany on June 7-8, 2019. The deadline for submissions is Sept. 14, 2018 at midnight Central European Time. … Continue reading

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Zamansky LLC Investigates Newbridge Securities Corp. and Sandlapper Securities LLC Over Sales of Private Placements

The law firm is investigating Newbridge Securities Corp. (“Newbridge”) located in Boca Raton, Florida, and Sandlapper Securities LLC (“Sandlapper”) located in Greenville, South Carolina, over sales of private investments to investors. According to a recent Wall Street Journal article, investors … Continue reading

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