Tag Archives: Conduct

Draft Conduct Standard for Banks published

The Financial Sector Conduct Authority (FSCA) has published a Draft Conduct Standard for Banks, under section 106(2)(b) of the Financial Sector Regulation Act 2017 (FSRA). The draft Conduct Standard applies to banks, mutual banks, co-operative banks, branches of foreign banks … Continue reading

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How to Conduct Effective Workplace Investigations

Photo by Agence Olloweb on Unsplash One of an employer’s worst nightmares is having a workplace incident. And the worst workplace incidents are the ones where the employer has no idea what to do. Fortunately, there are some things that employers can … Continue reading

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The Securities and Exchange Commission and the UK Financial Conduct Authority Sign Updated Supervisory Cooperation Arrangements

The Securities and Exchange Commission and the United Kingdom (UK) Financial Conduct Authority (FCA) have today reaffirmed their commitment to continue close cooperation and information sharing in the event of the UK’s withdrawal from the European Union (EU).As evidence of … Continue reading

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How to Conduct a Meeting of Shareholders for a Corporation or S-Corp

In this Learn About Law article we explain how to conduct meetings of shareholders for a corporation and we discuss how and when they should be held to ensure you don't run the risk of potential violations of the law. … Continue reading

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Rule of Professional Conduct, Speech Code, or Both?

Stephen Gillers, A Rule to Forbid Bias and Harassment in Law Practice: A Guide for State Courts Considering Model 8.4(g), 30 Geo. J. Legal Ethics 195 (2017), available at SSRN. W. Bradley Wendel Click here to learn more A male … Continue reading

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