Tag Archives: Complaints

Robert Clarke: CMO Complaints Against National Alliance, Ex-Ross Sinclaire Rep

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on February 28, 2019 indicate that Texas-based National Alliance Securities broker Robert Clarke has received resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from … Continue reading

Posted in Securities Law | Tagged , , , , , | Leave a comment

Want to Learn the Number of Fair Housing Complaints Filed with HUD in a year? Or the Protected Class With the Highest Percentage of Complaints? Read On.

Our friends at the U.S. Department of Housing & Urban Development (HUD) publish a myriad of reports concerning the Fair Housing Act (FHA) and the efforts of the Department to enforce the law. One of the reports I like to … Continue reading

Posted in Real Estate & Property Law | Tagged , , , , , , , , , , , , | Leave a comment

Your commercial operations could face zoning complaints

Owning commercial property in Florida can be lucrative for many reasons. Some individuals may invest in the property and lease it to other companies, or the property owners may conduct business operations of their own on that property. Either way, … Continue reading

Posted in Business law | Tagged , , , , , | Leave a comment

Stifel, Nicolaus Advisor Lynn Faust Subject to Investor Complaints

According to BrokerCheck records financial advisor Lynn Faust (Faust), currently employed by Stifel, Nicolaus & Company, Inc. (Stifel Nicolaus) has been subject to at least three customer complaints and one employment termination for cause during her career.  According to records … Continue reading

Posted in Securities Law | Tagged , , , , , , , | Leave a comment

Raymond Hopper: First Energy Solutions Complaints Settle for $99,000, $90,000, $80,000

Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on December 28, 2018 indicate that Michigan-based Morgan Stanley broker/adviser Raymond Hopper has received several pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have … Continue reading

Posted in Securities Law | Tagged , , , , , , , , , | Leave a comment