Tag Archives: Complaints

Complaints Against Daniel Kittner

Former Ameritas Investment Corporation broker Daniel Kittner, out of Mesa, Arizona, recently resigned from his firm. He was “permitted to resign” from his position at Ameritas “during the firm’s investigation into a customer’s verbal complaint.” In December 2016, a customer … Continue reading

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Complaint’s “Flawed,” “Circular” Reasoning Dooms Patent Claims

Grecia v. True Value Co., No. 18 C 1886, Slip Op. (N.D. Ill. Aug. 9, 2018) (Kocoras, J.). Judge Kocoras granted defendant True Value’s Fed. R. Civ. P. 12(b)(6) motion to dismiss and dismissed plaintiff Grecia’s patent complaint in this … Continue reading

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California lawmakers set up independent panel to handle sexual harassment complaints

Recent high-profile sexual harassment cases in the state Capitol have led the California legislature to modify its policies and re-examine the way misconduct complaints are handled. On June 25, a panel of lawmakers approved a new policy that involves setting … Continue reading

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Three U.K. Insurers Hit with Complaints Over Alleged Climate Change-Related Disclosure Omissions

For some time, I have been arguing that climate change-related disclosure is going to be an increasingly hot button issue. Among other things, I have long believed that advocacy groups will attempt to use disclosure-related issues as a way to … Continue reading

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Madison Avenue Securities Advisor Andrew Costa Subject to Multiple Complaints Over Unsuitable Investments

According to BrokerCheck records financial advisor Andrew Costa (Costa), currently employed by Madison Avenue Securities, LLC (Madison Securities) has been subject to five customer complaints.  According to records kept by The Financial Industry Regulatory Authority (FINRA), most of a Costa’s … Continue reading

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