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Tag Archives: Complaints
Robert Clarke: CMO Complaints Against National Alliance, Ex-Ross Sinclaire Rep
Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on February 28, 2019 indicate that Texas-based National Alliance Securities broker Robert Clarke has received resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from … Continue reading
Posted in Securities Law
Tagged against, Alliance, Clarke, Complaints, national, Robert
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Want to Learn the Number of Fair Housing Complaints Filed with HUD in a year? Or the Protected Class With the Highest Percentage of Complaints? Read On.
Our friends at the U.S. Department of Housing & Urban Development (HUD) publish a myriad of reports concerning the Fair Housing Act (FHA) and the efforts of the Department to enforce the law. One of the reports I like to … Continue reading
Posted in Real Estate & Property Law
Tagged class, Complaints, fair, Filed, highest, housing, Learn, number, Percentage, Protected, Read, want, YEAR
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Your commercial operations could face zoning complaints
Owning commercial property in Florida can be lucrative for many reasons. Some individuals may invest in the property and lease it to other companies, or the property owners may conduct business operations of their own on that property. Either way, … Continue reading
Posted in Business law
Tagged Commercial, Complaints, Could, face, Operations, Zoning
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Stifel, Nicolaus Advisor Lynn Faust Subject to Investor Complaints
According to BrokerCheck records financial advisor Lynn Faust (Faust), currently employed by Stifel, Nicolaus & Company, Inc. (Stifel Nicolaus) has been subject to at least three customer complaints and one employment termination for cause during her career. According to records … Continue reading
Posted in Securities Law
Tagged Advisor, Complaints, Faust, Investor, Lynn, Nicolaus, Stifel, Subject
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Raymond Hopper: First Energy Solutions Complaints Settle for $99,000, $90,000, $80,000
Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on December 28, 2018 indicate that Michigan-based Morgan Stanley broker/adviser Raymond Hopper has received several pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have … Continue reading
Posted in Securities Law
Tagged $80000, $90000, $99000, Complaints, Energy, First, Hopper, Raymond, settle, Solutions
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