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Tag Archives: Clients
How Clients Can Help Their Family Law Cases
New clients often ask their lawyer how they can help ensure a good result in their divorce and/or custody cases. The following tips from Jeanne M. Hannah can help clients obtain good results and often save money in their cases: … Continue reading
Where Should You Deposit Fees Paid by Clients?
Effective November 1, 2018, the State Bar of California has amended California Rules of Professional Conduct 1.15 (former Rule 4-100) to establish new rules on handling flat fees. Under Cal Rules of Prof Cond 1.15(a), all funds received or held by … Continue reading
Don’t Allow New Accounts to Catch Clients Unaware
As a financial advisor, what could be more important than the financial health of your clients?As you know, a comprehensive trust-centered estate plan allows your clients to provide for loved ones, affording them immense peace of mind. But, estate planning … Continue reading
Central NY Injury Lawyer Warns Clients About Posting, Texting, and Emailing: Your Right To Privacy Has Vanished!
As a longstanding NY personal injury lawyer, I have seen my clients’ right to privacy disintegrate over the years. And just when I thought it could not get much worse, it got worse. Let me tell you about it. First, … Continue reading
Advisor George McCaffrey Accused of Selling Unapproved Products to Clients
According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) advisor George McCaffrey (McCaffrey), formerly associated with NTB Financial Corporation (NTB Financial), in September 2018, was sanctioned and suspended from the securities industry by FINRA over accusations of … Continue reading
Posted in Securities Law
Tagged accused, Advisor, Clients, George, McCaffrey, Products, selling, Unapproved
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