Tag Archives: Charges

Misconduct Charges Filed Against Justice Of Ohio Supreme Court

An Ohio Supreme Court Justice judge has been charged by Special Disciplinary Counsel with ethics violations that include hearing cases brought by the office of his State Attorney General father. The complaint can be found at this link as Frick… … Continue reading

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CFTC Files Fraud Charges Against Three Cryptocurrency Operators

The U.S. Commodity Futures Trading Commission (CFTC) filed fraud charges against three virtual currency companies alleging they defrauded customers and violated trading rules involving cryptocurrency investments. The CFTC accused Entrepreneurs Headquarters Ltd., CabbageTech and an unnamed bitcoin operator of financially … Continue reading

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Justice Department Charges Eight Individuals with “Deceptive Trading Practices” on Commodities Markets

On Monday, January 29, 2018, the Justice Department announced charges against eight individuals accused of manipulating U.S. commodities markets for financial gain. Seven of the eight individuals were charged with spoofing. Spoofing refers to a fraud tactic that involves the … Continue reading

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Investment Adviser Settles Charges with the SEC for Selling Investments That Were Not in Compliance with Georgia Law

On November 22, 2017, the Securities and Exchange Commission issued an Order Making Findings and Imposing Remedial Sanctions and Cease and Desist Order against an investment adviser, Gray Financial Group, Inc., its founder, Laurence O. Gray, and its co-CEO, Robert … Continue reading

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CFTC Charges Two Companies on Bitcoin and Virtual Currency Fraud

On January 18, 2018 the CFTC filed a civil enforcement action and a federal civil enforcement action in the U.S. District Court for the Eastern District of New York against The Entrepreneurs Headquarters Ltd., and CabbageTech, Corp. d/b/a Coin Drop Markets (CDM), … Continue reading

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