Tag Archives: chairman

Chairman, Behnam talk interest rate benchmarks at Bipartisan Policy Center

By Anne Sherry, J.D.With LIBOR’s end date in sight, panelists gathered at the Bipartisan Policy Center to discuss topics relating to a transition to the alternative benchmark rate SOFR. SEC Chairman Jay Clayton answered questions from CNBC’s John Harwood about … Continue reading

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Musk settles—out as Tesla chairman, owes $20 million in penalties

Enlarge (credit: Joshua Lott/Getty Image) Elon Musk reached a settlement today with the Securities and Exchange Commission (SEC) on a charge of securities fraud. Within the next 45 days, Musk will have to step down as chairman of Tesla and … Continue reading

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SEC Chairman Comments on Investing in Cryptocurrencies

Those who are investing in Bitcoin and other cryptocurrencies need to carefully watch regulatory actions and, often, should pay close attention to opinions shared by regulators that could provide hints as to the future of the cryptocurrency market. A cryptocurrency … Continue reading

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Members of Congress quiz SEC Chairman Clayton on agency initiatives

By Amanda Maine, J.D. The declining number of IPOs in the U.S. and the SEC’s recently proposed Regulation Best Interest for broker-dealers were hot topics of discussion during a hearing of the House Financial Services Committee with SEC Chairman Jay … Continue reading

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Chairman Giancarlo expounds on grit and sharp moves in remarks to Women in Derivatives

By Brad Rosen, J.D.Margaret Thatcher once observed, “If you want something said, ask a man; if you want something done, ask a woman.” So noted CFTC Chairman J. Christopher Giancarlo in his opening remarks before the Women in Derivatives Forum … Continue reading

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