Tag Archives: BrokerDiscloses

Herbert Voss, Jr.-Former StockCross Broker-Discloses Numerous Customer Suits & Termination From Employment-Beverly Hills, CA

Rex Securities Law- Stockbroker Malpractice Attorney. Nationwide representation. June 2018- Beverly Hills, CA The FINRA records of Herbert Voss, Jr.  , a former stock broker who was last employed by StockCross Financial Services , disclose a regulatory event,  a pending customer dispute, 7 prior customer … Continue reading

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Dennis Hayes-Former Newbridge Securities Broker-Discloses Numerous Customer Suits-Charlotte, N. Carolina

Rex Securities Law-Nationwide representation of investors seeking recovery of losses due to stockbroker malpractice. May 2018- Charlotte, N. Carolina According to FINRA records,  Dennis Allen Hayes ,  a stock broker who  is not currently registered and who formerly worked for Newbridge Securities Corp. , discloses 3 … Continue reading

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Gary Haack-Former Corecap Investments Broker-Discloses Settlement of Customer Dispute-San Antonio, TX

April 2018- San Antonio, Texas According to publicly available records Gary C. Haack  (CRD#2796834) ,  a  stockbroker who is not currently registered with any broker dealer and who was last employed by Corecap Investments ,  discloses  2 prior customer disputes. The Financial Industry Regulatory … Continue reading

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Felipe Arrieta-Former Revere Securities Broker-Discloses Customer Disputes-Boca Raton, FL

February 2018- Boca Raton, FL Felipe Arrieta, a stockbroker who is currently employed by Dakota Securities International and was formerly employed by Revere Securities,  discloses 3 prior final and 1 pending customer disputes on his publicly available FINRA record. The Financial Industry Regulatory … Continue reading

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Patrick Henry Maddren-Former Laidlaw & Co. Broker-Discloses Settlement of Customer Dispute-Ft. Lauderdale, FL

February 2018- Ft. Lauderdale, FL The FINRA records of  Patrick Henry Maddren,  a  stockbroker with Westpark Capital, who was formerly employed by Dawson James Securities  and Laidlaw & Company, disclose a settled customer dispute and outstanding liens. The Financial Industry Regulatory Authority (FINRA) is the agency … Continue reading

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