Tag Archives: assurances

SEC Staff Gives Assurances to Advisers Keeping Alternate Records under Pay to Play Advisers Act Recordkeeping Rule

The staff of the Division of Investment Management has given no-action assurances under the government plan recordkeeping rule, adopted in conjunction with the pay to play rule, to investment advisers to Covered Investment Pools who keep an alternative set of … Continue reading

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Russia wants legal assurances from US on missile interceptor placement

by Sara M. Langston with the blog faculty Source: Global Security Newswire Russia on Tuesday said its strategic security would be undercut by a plan for Romania to host U.S. missile interceptors, the New York Times reported (see GSN, May … Continue reading

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Oral assurances by officials – worth the paper they are printed on

From the Law of the Land blog of Patty Salkin (Albany), "TN Appeals Court Rules that Side Bar Conversations by City Officials do not Estopp City Council from Refusing to Take Action": Plaintiff, before purchasing land, sought approval from the… … Continue reading

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