Tag Archives: Amendments

DSIO leaders weigh in on proposed swap dealer rule amendments

By Brad Rosen, J.D.Leadership from the CFTC’s Division of Swap Dealer & Intermediary Oversight (DSIO) elaborated on the recently proposed amendments to the swap dealer de minimis exception, the highlight of which is the exemption from swap dealer registration at … Continue reading

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2018 Legislature’s Amendments to Homeowners’ Association (“HOA”) Statutes – Chapter 720

On March 23, 2018, Governor Rick Scott approved HB 841/SB 1274 which makes subtle changes to the Homeowners’ Association Act, including Sections 720.303, 720.305, 720.306, and 720.3085.[1]  The amendments are effective July 1, 2018, unless otherwise addressed in the amendment.  … Continue reading

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Current Issues: Bill 148 – ESA Amendments & Bill 132 – Workplace Sexual Harassment

Date: Tuesday, May 29th, 2018Time: 8:00 – 10:30 amLocation: The Talent Company, 6860 Century Ave Suite 203, Mississauga, ON L5N 2V8Speakers: Ronald S. Minken and Aneesha Lewis PDF Invitation Bill 148 has brought significant changes to the Employment Standards Act, … Continue reading

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SEC Weighs in on FINRA’s Proposed Rule Amendments Pertaining to Expungement Procedures

In response to FINRA’s Regulatory Notice 17-42, the Securities and Exchange Commission published a letter detailing its thoughts regarding some rule amendments FINRA proposed relating to its expungement procedures.  According to FINRA, “expungement of customer dispute information is an extraordinary … Continue reading

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Attention Manufacturers of Gaming Devices: Nevada to Consider Regulatory Amendments

In Nevada, manufacturers and distributors of gaming devices and related equipment have been unwilling to enter the market because of the high cost and arduous nature of the licensing process. This can curtail innovation and development of new products, as … Continue reading

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