Tag Archives: alternate

SEC Staff Gives Assurances to Advisers Keeping Alternate Records under Pay to Play Advisers Act Recordkeeping Rule

The staff of the Division of Investment Management has given no-action assurances under the government plan recordkeeping rule, adopted in conjunction with the pay to play rule, to investment advisers to Covered Investment Pools who keep an alternative set of … Continue reading

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Where the statute provides alternate appeal procedures, the election of one such procedure serves to preclude seeking redress pursuant to the other

Where the statute provides alternate appeal procedures, the election of one such procedure serves to preclude seeking redress pursuant to the otherMatter of Uddin v NYC/Human Resources Admin., 2011 NY Slip Op 00695, Appellate Division, Second Department §76 of the … Continue reading

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School district advised to comply with the Commissioner's regulations as to staffing or obtain approval for an alternate staffing arrangement

School district advised to comply with the Commissioner's regulations as to staffing or obtain approval for an alternate staffing arrangement Sharon Kennedy-Frost And United Federation Of Teachers, Local 2, American Federation Of Teachers, AFL-CIO, Decisions of the Commissioner of Education … Continue reading

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