Tag Archives: Addresses

New Jersey Appellate Division Addresses Adoption Act in Dispute Between Biological and Adoptive Parents

As an attorney who practices family law, I can attest to how painful battles for custody over children are when couples separate.   Even more painful are disputes between adoptive and biological parents fighting over custody of a baby.   Among the … Continue reading

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DOL Opinion Letter Addresses Whether Employees Must Be Paid for Wellness Activities

Over the past fifteen years, wellness programs have generated more than their fair share of litigation and regulatory scrutiny – primarily over the issue of whether they comply with the Americans with Disabilities Act.  A related compliance issue that has … Continue reading

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Tezos ICO Securities Suit Dismissal Motion Denial Addresses Key Threshold Issues

As I have previously noted, the dramatic recent rise in Initial Coin Offerings (ICOs) and in transactions involving cryptocurrencies generally has been accompanied by a number of securities class action lawsuits alleging, among other things, that the digital currencies’ issuers … Continue reading

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Staff addresses soliciting materials in update to C&DIs on proxy rules and Schedules 14A and 14C

By John Filar Atwood A soliciting party may voluntarily submit a notice of exempt solicitation even if the party is not subject to 1934 Act Rule 14a-6(g)(1) as long as the cover of the notice clearly indicates that it is … Continue reading

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SEC No-Action Letter Addresses Financial Exploitation of Clients

On June 1, 2018, the Securities and Exchange Commission’s Division of Investment Management issued a No-Action Letter to the Investment Company Institute.  The ICI asked the Division to assure that it would not recommend enforcement against a mutual fund or … Continue reading

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