Tag Archives: Acted

Commissioner found it unnecessary to certify "that respondent appeared to have acted in good faith" for the purposes indemnifying them for costs and expenses

Commissioner found it unnecessary to certify "that respondent appeared to have acted in good faith" for the purposes indemnifying them for costs and expensesAppeal of William King Moss III regarding a staff appointment, Decisions of the Commissioner of Education, Decision … Continue reading

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Determining if a police officer acted within the scope of his or her employment for the purposed of the employer providing for defense and indemnification

Determining if a police officer acted within the scope of his or her employment for the purposed of the employer providing for defense and indemnification Lemma v Nassau County Police Officer Indem. Bd., 2018 NY Slip Op 04382, Court of … Continue reading

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Customer Alleges Ronald McCook Acted Grossly Negligent and Committed Fraud

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on May 17, 2018 indicate that Arizona-based First Allied Securities broker/adviser Ronald McCook is involved in a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who … Continue reading

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