Tag Archives: Accounts

Never Reported Foreign Accounts (2018 Update) – Can I Still Use OVDP?

Never Reported Foreign Accounts (2018 Update) – Can I Still Use OVDP? Never Reported Foreign Accounts (2018 Update) – Can I Still Use OVDP? (Golding & Golding) If you have never reported your foreign accounts, assets, investments and/or income, and … Continue reading

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Kelly Barnett Used Discretion in the Accounts of Five Customers

According to a recent Letter of Acceptance, Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA), MSI Financial Services broker Kelly Barnett allegedly used discretion in the accounts of five customers without written authorization or acceptance of the … Continue reading

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Investment Advisers Cautioned not to Use Client Usernames and Passwords to Access Accounts

Investment advisers’ use of clients’ usernames and passwords to access their clients’ accounts to observe the accounts’ performance has come under scrutiny in recent years.  In February 2017, the SEC Office of Compliance Inspections and Examinations (“OCIE”) disclosed in a … Continue reading

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Are Accounts Receivable Divided in a Divorce in Arizona | Voted “Best of the Valley”

Are Accounts Receivable Divided in a Divorce in Arizona When a marriage is dissolved in Arizona, the court will divide both the community assets and debts equitably between the parties, though not necessarily equally or in kind. Equitable division of … Continue reading

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How Are Retirement Accounts Divided in Illinois Divorce?

In this article we will explain the division of retirement accounts such as IRAs, 401(k)s, and pensions in Illinois divorce. We will discuss when a retirement account will be classified as a marital asset. We will explain what a QDRO … Continue reading

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