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Tag Archives: $2.7M
Investment Fraud: Capital Securities Must Pay Retired Teachers $3.8M and Investors Ask Court for Nearly $2.7M Judgment over High Risk Investment Losses
FINRA Panel Orders Capital Securities to Pay Retired Teachers $2.38M A Financial Industry Regulatory Authority (FINRA) arbitration panel has awarded retired schoolteachers Beryl Lakin and Janice Patin $2.38M for losses they sustained while they were clients of Capitol Securities Management, … Continue reading
Posted in Securities Law
Tagged $2.7M, $3.8M, Capital, Court, fraud, High, Investment, Investors, Judgment, Losses, Must, Nearly, over, Retired, Risk, Securities, Teachers
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Jon Pariser-Former Independent Financial Group Broker-Subject of $2.7M Customer Suits Over Note Sales-Pacific Grove, CA
Rex Securities Law- Stockbroker Malpractice Attorney. Nationwide representation. December 2018-Pacific Grove, CA According to publicly available records Jon R. Pariser , a former stockbroker who was last registered with Independent Financial Group , and before that SWS Financial Services, disclose a recent … Continue reading
Posted in Securities Law
Tagged $2.7M, BrokerSubject, Customer, Financial, group, Grove, Independent, Note, over, PariserFormer, SalesPacific, suits
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