New dates – Regulatory Compliance Consulting webinar series

Our Regulatory Compliance Consulting team is pleased to announce new dates in its webinar series, which explores the challenges facing risk and compliance functions and the  practical considerations firms should be taking in order to drive and embed an effective and sustainable control environment. January 17 – Risk and compliance framework for asset managers – SMCR and beyond: The Senior Managers and Certification Regime (SMCR) will come into force in December 2019 and asset managers in particular will need to prepare for increased regulatory scrutiny. This webinar will outline what we see as the key factors for asset managers looking to effectively embed of new risk and compliance requirements. February 14  | The future of conduct risk management – what should we be aiming for in 2019?: Since it first came into force in 2013, the FCA’s regulatory approach has been underpinned by a strong conduct risk agenda. In this webinar we will discuss…

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