Laura Shean: Terminated After Admitting to Accessing a Customer’s Fund for Her Own Personal Use

Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on December 23, 2017 indicate that former Oregon-based LPL Financial broker/adviser Laura Shean was recently discharged from her former employer in connection to alleged policy violations and is currently not affiliate with any broker-dealer firm. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Ms. Shean (CRD# 2628756). Laura Shean has spent 21 years in the securities industry and was most recently registered with LPL Financial in Medford, Oregon (1999-2017). She was previously registered with Merrill Lynch in New York, New York (1996-1999). She has passed five securities industry examinations: Series 66 (Uniform Combined State Law Examination), which she obtained on May 21, 2003; Series 65 (Uniform Investment Adviser Law Examination), which she obtained on February 13, 1996; Series 63 (Uniform Securities Agent State Law Examination), which she…

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