FINRA Suspends Broker Lorene Fairbanks For Improper Financial Relationship With Client And Improper Communications With Client

Lorene Fairbanks (CRD# 2788572) (aka “Lorene Fairbanks Miller,” “Lori Miller”) has been suspended by FINRA for five months due to allegations of an improper financial relationship with a client and improper communications. Her last registered employment was with Ameriprise Financial Services (CRD# 6363). She is not currently registered with any financial institution. Fairbanks’ previous registration history includes: Ameriprise Financial Services (CRD# 6363), of Canfield, OH, from 11/20/2014 to 06/09/2017. Continue reading The post FINRA Suspends Broker Lorene Fairbanks For Improper Financial Relationship With Client And Improper Communications With Client appeared first on Securities Arbitration Lawyers Blog.

Read more detail on Recent Securities Law posts –

This entry was posted in Securities Law and tagged , , , , , , , , , . Bookmark the permalink.

Leave a Reply