Customer Alleged Michael Kahn Failed to Follow Instructions and Recommended Unsuitable Investments

Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on March 21, 2018 indicate that Florida-based Merrill Lynch broker/adviser Michael Kahn is involved in resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Kahn (CRD# 2072427). Michael Kahn has spent 26 years in the securities industry and has been registered with Merrill Lynch in Weston, Florida since 1991. He has no previous registrations. He has passed six securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on September 18, 1996; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on July 18, 1991; Series 3 (National Commodity Futures Examination), which he obtained on January 19, 2011; Series 7 (General Securities Representative Examination), which he obtained on July 8, 1991; Series 10 (General Securities Sales Supervisor…

Read more detail on Recent Securities Law posts –

This entry was posted in Securities Law and tagged , , , , , , , , , . Bookmark the permalink.

Leave a Reply