An Empirical Comparison of Insider Trading Enforcement in Canada and the US

Posted by Anita Anand (University of Toronto), on Saturday, July 14, 2018 Editor's Note: Anita Anand is a Professor of Law and holds the J.R. Kimber Chair in Investor Protection and Corporate Governance at University of Toronto Faculty of Law. This post is based on a recent paper authored by Professor Anand; Stephen Choi, Murray and Kathleen Bring Professor of Law at NYU Law School; Adam C. Pritchard, Frances and George Skestos Professor of Law at University of Michigan Law School; and Poonam Puri, Professor of Law at York University Osgoode Hall Law School. Related research from the Program on Corporate Governance includes Insider Trading Via the Corporation by Jesse Fried (discussed on the Forum here). Canadian and American securities market regulators have differing approaches to enforcement. Canadian securities law is largely driven by provincial or territorial legislation and implemented by the jurisdiction’s respective securities…

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